Browsing by Subject "Kleinbauer"
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Publication Agent-based modeling of human-environment interactions in a smallholder agricultural system in the Atlantic Forest (Ribeira Valley, SP, Brazil)(2021) Munari, Lucia Chamlian; Berger, ThomasShifting cultivation systems (SCSs) have been practiced all over the tropics for centuries as the primary subsistence strategy for smallholders. However, since the mid-20th century, SCSs have been submitted to changes, driven by a combination of geographic, economic, socio-political, and demographic factors. Consequently, land use changes lead to agricultural intensification and the replacement of more profitable and permanent practices. The implementation of forest conservation policies (FCPs) is one of the changing drivers to SCSs. They have been designed to reduce or eliminate it, criminalize traditional practices, restrict resources access, displace locals, and increase inequalities and land conflicts. In Brazil, SCSs have been practiced by smallholders and indigenous groups, including Quilombolas, descendants of African enslaved who rebelled against the Portuguese regime. After the abolition of slavery, they remained spread over the country without any state legitimation. Their recognition and rights to ancestors land were possible only in 1988, with the Brazilian Constitution. The Ribeira Valley (Southeastern Brazil) is home to dozens of Quilombos, one of the most significant Atlantic Forest remnants, and high biodiversity. Its first Quilombos were formed in the 18th century and relied on SCS to survive, relatively isolated, up to the 1950s. However, in the context of SCS changes, Quilombos are under a transitional process in different dimensions, including constraints to their traditions by FCPs, generating conflicts. Inspired by this challenging scenario, the Thesis goals are to evaluate Quilombolas’ socioeconomic conditions and the perception of FCPs implementation and integrate two modeling tools. The tools will model the impact of agricultural transitions on family wealth, income, landscape structure, and tree community β diversity and model the impact of FCPs over the equal economic and ecological dimensions. Socioeconomic data were gathered in 2017 in 14 communities through interviews of 164 farmers. Quilombolas’ perception of FCPs and constraints for agricultural practice were investigated. The modeling implementation used MPMAS (Mathematical Programming-based Multi-Agent Systems) to simulate land use change in agriculture and forestry. MPMAS was integrated (through land use maps) with a Generalized Dissimilarity Modeling tool (GDM) to predict beta diversity as a function of environmental variation. The modeling exercise was implemented for Pedro Cubas territory, a Quilombo with 52 households located in Eldorado (SP). A combination of primary and secondary data from different sources was used, including a socioeconomic census of 2014 and a collection of tree data in 2016. Five economic/political scenarios were created for comparisons, with a baseline and four different counterfactual situations, varying in market access and FCPs versions. Seven yield curve scenarios and 30 Sobol’ repetitions were combined, totalizing 1050 simulations. A tradeoff analysis was applied over the political scenarios. MPMAS sensitivity/uncertainty analyses revealed variation on staples consumptions among yield curve scenarios, the sensitivity of income to different parameters, and each income source relevance. The GDM calibration highlighted the importance of climate predictors for tree species, indicating vulnerability to potential climate variability. Results revealed that only 32% of the families were practicing SCS in 2017, but it was still relevant for food security. 83% of the interviewees were unsatisfied with the FCPs, especially the timing of issuing the licenses for SCS. The political scenarios comparison indicates that agricultural intensification caused an improvement in average income. Still, it was accompanied by economic inequality, diminished rotation of plots, lower diversity of habitats, and a less permeable landscape structure (on fallows and because of the emergence of pasture and perennial areas). GDM results showed a significant change in landscape structure/tree community for at least 10% of the territory in the last decades. Regarding FCPs implementation, scenario comparison showed that well-being conditions improved when FCPs were excluded, although more ecological impacts occur. However, such effects refer to only 2.6% of the territory where 90% is covered by mature forest, and GDM indicates that the total ß diversity would not be significantly affected. The tradeoff analysis showed that FCPs are significant for conservation in the present context when perennials and pasture areas occur. In the isolated scenario case, when SCS is the only economic activity, a combination of good well-being and conservation performances was found, suggesting it is causing even lower environmental impacts. I recommend more flexible policies for SCS implementation in the Quilombos in general, for the potential of improving well-being conditions by impacting a small share of the territories. FCPs flexibilization would be even more relevant to the communities that don’t have access to alternatives to SCS.Publication Certification as an upgrading strategy for small-scale farmers and their cooperatives : a value chain analysis for Nicaraguan coffee(2010) Kiemen, Anna; Beuchelt, TinaFor many small producers in developing countries coffee is a major income source. However, the coffee market is characterized by high price volatility and increased power concentration among buyers in consuming countries. Due to the very low international coffee prices during the recent coffee crisis and an increased demand among consumers for healthy and ethical products as well as for high quality, interest in standards and certification has increased substantially in coffee producing and consuming countries. Responding to the demand for differentiated products and accessing these new and potentially more profitable markets is especially challenging for poor small-scale farmers in developing countries. Although certification schemes and standards are widely applied and promoted, little research has been conducted identifying the complete value chains for certified coffee, their structure and gross income shares among the different chain actors. The framework for this study is based on the value chain concept. The research analyses selected conventional and Fairtrade value chains in terms of prices paid at different levels, information flows among chain actors, governance structures and upgrading strategies. The focus is on Nicaragua?s small-scale coffee producers, organised in cooperatives, and their upgrading strategies with special attention paid to organic and Fairtrade certification. Qualitative interviews have been conducted with all relevant chain actors. Results show that the structure of the value chain has a major influence on the benefits for individual farmers and their involvement in upgrading strategies. Although higher prices are paid to producers for organic-Fairtrade coffee than for conventional or conventional Fairtrade coffee, the producers? share on the final retail price is substantially lower in the certified chains than in the conventional chain. Producers face limited bargaining power on the quality premiums paid by buyers in consuming countries. The paper emphasizes the need for transparency and appropriate chain management to improve small-scale farmers? integration in value chain upgrading activities. An enhanced knowledge transfer among chain actors could increase farmers? understanding of differentiated markets and provide them with information on the coffee attributes sought by consumers. Being able to meet consumer expectations on attributes and quality standards could empower farmers with greater bargaining power and enable them to demand adequately higher prices. Simultaneously, business skills and management capacity need to be enhanced especially at the level of producers and leaders of grassroot cooperatives, but also at second order cooperatives? staff.Publication Development of high quality niche products from local chicken and pig genetic resources(2016) Muth, Philipp; Valle Zárate, AnneThis thesis indicates that the application of non-conventional and/or slow-growing pig and chicken genotypes alone does not guarantee a superior and/or distinctive meat color and quality of the products. It appears that the valorization of monogastric meat products through niche marketing is critically dependent on matching the respective genotype with appropriate production methods, thus, for instance, highlighting the need for producers to be discerning in regard to the choice of slaughter age and feeding strategy. In the case that these premises are implemented, a distinguished positioning of meat products derived from local pig and chicken genetic resources can be realized, and, expanded by standards that also take the social and economic dimensions of food value chains into account, translated into a common pool resource as a basis for an alternative food network. Efforts should then be directed toward the elaboration of stable distribution channels and effective governance structures in the respective food network.Publication Drought impacts and related risk management by smallholder farmers in developing countries : evidence from Awash River Basin, Ethiopia(2010) Zeller, Manfred; Keil, Alwin; Murendo, ConradClimate risk studies have largely neglected household coping and adaptation strategies. In this paper we analyze drought impacts, drought risk management, and resulting drought resilience in Awash River Basin of Ethiopia based on socio-economic data collected from 43 randomly selected Peasant Associations. We find that severe drought periods have led to a significant depression of crop yields and to widespread death of livestock in the past. Drought periods have drastically increased the proportion of food insecure households and lengthened the duration of food insecurity in the area. Since, with climate change, drought periods are predicted to become more frequent in this region in the future, the problem of food insecurity is likely to become even more severe. Ex-ante adaptation strategies are widely practised in Awash River Basin and include the storage of crop residues as fodder for livestock, the rearing of drought tolerant livestock, mixed cropping, the use of short duration crop varieties, and the adoption of soil and water conservation practices. Ex-post coping strategies utilized to manage the consequences of drought include the sale of assets and the reliance on consumption loans and support offered by informal networks. Therefore, suitable policies are urgently needed to strengthen farmers? capacity to adapt to and cope with drought. Training farmers in the production and conservation of livestock fodder as well as in soil and water conservation practices appear to be key policy options relevant in the area. Moreover, improving farmers? access to climate related information, especially drought forecasts, could improve the timely adoption of effective adaptation measures.Publication Fertility and microbial functioning of soils of smallholder farming systems under contrasting tropical agro-ecologies(2021) Balume, Isaac; Rasche, FrankSoil fertility in tropical agroecosystems is often subjected to degradation that leads to nutrient depletion with negative effects on land productivity and food security. This challenge is aggravated by the complexity of socio-economic (market distance, farm typology) and biophysical (agro-ecology, site) conditions causing soil fertility variability. Consequently, blanket fertilizer recommendations cannot be applied in areas of high fertility variability. In this PhD study, methods were harmonized to assess drivers of soil fertility status across regions. Despite being pointed as factors contributing to soil fertility variability, market access, farm typology (resource endowment) and agro-ecology have not been subjected to soil fertility assessment. This PhD study aimed mainly at verifying that these factors have to integrated rather than considered in isolation to enable accurate assessments of soil fertility across spatial scales and socio-economic gradients. It was hypothesized that market distance and farm typology is a determinant of agricultural development in Democratic Republic of Congo (DRC). As market distance is increasing, the soil fertility status of smallholder farming systems decreases despite farmers’ wealth. In a parallel study conducted in Ethiopia, it was complementarily hypothesized that the soil fertility status is also influenced by inter-related effects of agro-ecology and farm typology. As nitrogen (N) is known to be limiting in smallholder farms, conservation and sustainable provision of this nutrient will be essential to achieve niche-based integrated soil fertility management (ISFM) strategies. Therefore, understanding of the ecological processes (proteolysis, nitrification) that control soil N availability through organic residue management in varying soil fertility variability conditions will be essential. Low concentrations of lignin (L) and polyphenols (PP) relative to N have been acknowledged to facilitate decomposition, hence, stimulate the abundance of proteolytic and nitrifying soil microbial communities. Therefore, it was hypothesized that high quality (low (L+PP)/N)) residue applied to high pH soils have a positive relationship between the functional potential of proteolytic enzymatic activities and abundance of nitrifying communities. The survey studies in DRC and Ethiopia were guided by the following objectives; 1) To determine the inter-related influence of market distance and farm typology on soil fertility status of smallholder farming systems of South-Kivu, Eastern DRC. 2) To assess the inter-related effects of agro-ecology and farm typology on soil fertility status across crop-livestock systems in Western and Central Ethiopia. Moreover, to better understand the ecological processes (proteolysis, nitrification) that control N through organic residue management in varying soil fertility variability conditions, an incubation study was performed to meet objective 3) To verify that potential proteolytic enzyme activities modulate archaeal and bacterial nitrifier abundance in soils with differing acidity and organic residue treatment. Results from the soil survey study in DRC revealed a decreasing soil fertility with increasing market distance across all farm typologies. A significant influence of farm typology was found for exchangeable calcium and magnesium, while factor site resulted in a significant difference of plant available phosphorus. Furthermore, factor “site” interacted with market distance for soil organic carbon (SOC) quality indexes. In addition, the interaction of market distance and typology became obvious in the medium wealthy and poor farms. Market distance effects were associated with walking distance, while site effects were attributed to factors such as soil type and climatic conditions. In Ethiopia, inter-related effect of agro-ecology and farm typology was found. Higher total carbon and total nitrogen was found in wealthy farmers’ field compared to poor farmers’ field in the highlands. As an indication of soil quality, lowest SOC stability indexes were revealed in soils of wealthy compared to that from poor farm typology. These differences in soil fertility were attributed to farm management practices among typology classes and agro-ecological zone distinctions. The result from the incubation study revealed a significant relationship of proteolytic enzyme activities with the abundance of ammonia oxidizing bacteria and archaea, even though the extent of this relationship was more dependent on soil pH and incubation time, but not residue quality. This suggests that the effect of soil pH is stronger than that of residue quality on enzyme activity and nitrifiers community, reflecting the importance of soil physico-chemical conditions rather than management practices. The incubation study further showed that nitrifying prokaryotes benefitted from the release of N spurred by proteolysis, and indicated a niche specialization between ammonia oxidizing bacteria and archaea depending on soil acidity and resource availability. Overall, this PhD study showed that market access, typology and agro-ecology were important drivers of soil fertility variability in the study regions of DRC and Ethiopia. However, factor site played a significant role in shaping soil fertility variability, implying that site-specific recommendations could be a way forward for designing soil fertility management in smallholder farmers. It was inferred that prospective niche-based ISFM strategies must consider such contrasting but interrelated factors including, but not limited to agro-ecology, farm typology and market access. This would reduce the effect of soil fertility variability across regions. This PhD study only considered land size (DRC, Ethiopia), livestock and mineral fertilizers (Ethiopia) as key features to define the wealth status of targeted farms; future studies should consider a wider range of socio-economic and biophysical factors including labor availability, off-farm household income and soil management history for more accuracy of soil fertility variability. This will strengthen the accuracy of prospective soil fertility assessments across socio-economic gradients and spatial scales. Finally, it is suggested to extend the results from the incubation study to field conditions considering soils with a broader soil acidity range and organic residues with more distinct biochemical quality. This will verify the given assumptions about the functional relationships between proteolytic and nitrifying soil communities. Overall, the presented PhD study has contributed to ongoing research on best-fit soil fertility recommendations and knowledge gaps about soil ecological functioning, by providing an advanced understanding of driving factors of soil fertility variability and soil microbial functioning in smallholder farms in tropical environments.Publication Insurance preferences of smallholders : results from an adaptive conjoint analysis in Northern Vietnam(2008) Buchenrieder, Gertrud; Fischer, IsabelLivestock plays a pivotal role for smallholder production systems in mountainous Northern Vietnam. Poor rural farm households are vulnerable and their livelihood systems are often so fragile and finely-balanced that a small misfortune can destabilize the households for many years. Economic risks, especially loss of livestock, are one of the major reasons for slipping into poverty. Normally, insurance systems could step in here. In developing countries however, insurance markets are usually underdeveloped. Empirical research reveals that raising livestock and selling it in case of a livelihood emergency is a particularly popular risk management strategy. Based on the results of a computer-based Adaptive Conjoint Analysis (ACA) with 155 responding households of different ethnic minority groups in Son La and Bac Kan provinces of Northern Vietnam, this article examines insurance preferences of rural farm households. In general, smallholders are very interested in livestock insurance. The ?insured animal? is the most important attribute for all respondents and the buffalo is the highest valued animal. However, the critical issue is how to design the insurance package. It is argued that the provision of adapted livestock insurance could help decreasing household vulnerability by a forward looking risk management strategy. Insurance preferences of smallholders are presented and policy recommendations are given to improve the overall situation of vulnerable households in mountainous Northern Vietnam.Publication Integrated rural and urban agricultural systems for the sustainability transition towards the bioeconomy(2021) Winkler, Bastian; Lewandowski, IrisThe goal of the bioeconomy is a fundamental transition of both the economy and society towards sustainability. Replacing fossil resources by biomass for the provision of food, feed, fibre and fuel/energy (the 4F’s) will result in a substantial increase in demand for agricultural products. The consequent intensification of agricultural production, however, needs to be achieved while alleviating the societal challenges of the 21st century. The bioeconomy provides a knowledge-based, cross-sectoral and systemic pathway to increase agricultural production that involves all relevant stakeholders in the sustainability transition. This interdisciplinary thesis investigated the contribution that three selected bioeconomic approaches can make to the sustainable intensification of agricultural production, encompassing the growing urban population on the demand side and the numerous smallholder family farmers in countries of the global South on the supply side. The first study develops the ‘Integrated Renewable Energy Potential Assessment’ (IREPA) approach that involves smallholder farmers in planning and selection of renewable energy (RE) technologies for implementation into their agricultural systems. The bottom-up potential assessment, participatory learning and action research and multi-criteria decision analysis supported the smallholders in two case studies in rural South Africa and India in the identification of locally appropriate RE technologies. The second study uses IREPA to explore smallholders’ perception of agricultural RE production. Social, environmental, technical, institutional and economic factors are analysed to identify drivers of and barriers to RE implementation into smallholder agricultural systems. Mainly environmental factors, in particular climate change impacts, motivate smallholders to produce RE, while social factors (social cohesion, gender aspects, well-being, food and water security) determine the actual change. The barrier of high upfront investment costs can be eliminated by falling RET prices, the development of novel rural RE business models and institutional support. In addition, growing smartphone penetration rates in rural areas and open-access online information enables do-it-yourself RET operation and maintenance. Integrated approaches and such insights are crucial for the targeted formulation of agricultural development policies and stakeholder involvement in the sustainability transition towards a bioeconomy. The third study investigates the characteristics of urban gardening in Germany and its potential to encourage sustainable consumer behaviour, based on a review of 657 urban gardening project websites and an online survey involving 380 project participants. The results reveal multiple social, environmental and economic benefits of urban gardens for sustainable city development. The diverse gardener communities actively promote sustainable consumer behaviour by (unintentionally) applying several methods known to encourage pro-environmental behaviour. Hence, urban gardens are transformative spaces that involve the growing urban population in the societal transition towards a bioeconomy. In the context of sustainable intensification of biomass production in rural areas, the fourth study investigates the contribution of environmental service assessment and monetization in agricultural systems, using the example of the perennial biomass crop miscanthus for biofuel production. The valorisation makes environmental services - such as soil fertility improvement, carbon sequestration, water and air purification – tangible. This can incentivise payments to farmers for the provision of these public goods. Enhancing and utilising environmental services through nature-based solutions is a promising pathway to sustainable intensification, providing a shift from input-based towards process-based agricultural production. Finally, it can be concluded that integrated approaches which connect different production systems, disciplines and stakeholders are central for the development of the bioeconomy: - The integration of sustainable technologies, such as RE, into agricultural systems requires case-based research and participation of local stakeholders in project planning, decision making and targeted policy formulation. - The integration of the growing urban population in the sustainability transition can be supported by urban gardening because it promotes sustainable consumer behaviour. - The integration of nature-based solutions into agricultural systems enhances environmental service provision and supports the shift from input-based towards process-based agricultural systems. The approaches discussed in this thesis can support the sustainable intensification of agriculture, serve to re-connect the perspectives of rural producers and urban consumers, and enable the involvement of large portions of society in the sustainability transition towards the bioeconomy.Publication Nutritional and hemoglobin status in relation to dietary micronutrient intake: studies in female and male small-scale farmers from Lindi region, Tanzania, and Gurué district, Mozambique(2024) Eleraky, Laila; Frank, JanInadequate consumption of micronutrient-dense and protein-rich foods, such as vegetables, legumes and meat, are important contributing causes for malnutrition, anemia and micronutrient deficiencies in rural communities of Tanzania and Mozambique. The increasing public health concern of the malnutrition form of overweight has repeatedly been reported in urban as well as rural areas of Sub-Sahara Africa and may have already reached farmers in Tanzania and Mozambique. Nutritional status is assessed by anthropometry, dietary intake and hemoglobin. Compared to the often-used body mass index (BMI) and traditional 24-hour recall, the mid-upper-arm-circumference (MUAC), as well as a food group-based algorithm (CIMI) can be suitable additional assessment tools, especially in resource poor environments. Cross-sectional studies within the framework of the Vegi-Leg project were conducted to assess the nutritional status (anthropometrics and hemoglobin measurements), and the dietary behaviours (Household Dietary Diversity Scores (HDDS), Food Frequency Questionnaires (FFQ) and 24-hour recalls) of female and male farmers from rural areas of Tanzania and Mozambique. Data were analysed by region, sex, age, partly season (Tanzania)and correlates. Additional data from similar projects, namely Scale-N and Trans-SEC in rural villages of Tanzania were included in MUAC and CIMI analysis. MUAC as an additional and easy-to-handle anthropometric marker for underweight, as well as overweight was evaluated using data from Vegi-Leg and Scale-N surveys. MUAC cut-offs, calculated via BMI cut-offs and multiple linear regression (MLR), compared to those selected by highest Youden’s index (YI) value, were assessed. The CIMI algorithm included 23 food groups and was tested in comparison to NutriSurvey (detailed quantitative 24 hour recalls) with data from Scale-N and Trans-SEC.A total of 1526 farmers from the Vegi-Leg project (669 from Tanzania, 857 from Mozambique) were studied, of whom 19% were overweight and 35% were anemic. The study showed an overall higher prevalence of overweight (19%) than underweight (10%), mainly due to the high prevalence of overweight female farmers (up to 35%) in southern Tanzania. The highest prevalence of overweight and anemia, at 35% and 48%, was observed in Tanzanian and Mozambican women, respectively. Regarding HDDS and FFQ data, pigeon pea farmers in Lindi and Gurué reported high consumption frequencies of cereals, legumes, vegetables and oil, while meat, fish and eggs were only consumed rarely. Overall, only a small proportion of enrolled women and men reached the recommended daily dietary intake of vitamin A (10%), iron (51%) and zinc (44%) according to the 24-hour recalls. Multiple regression models revealed that dark green leafy vegetables (DGLVs) highly predicted vitamin A intake, whereas legumes in Tanzania and starchy plants in Mozambique were the dominant sources of vitamin A. Cereals contributed to over half of the iron and the zinc intake in both countries. Seasonal analysis revealed high fluctuations for the consumption frequency of food items from the food groups ‘legumes and pulses’, ‘green leafy vegetables’, ‘other vegetables’ and ‘fruits’, including tomatoes, pigeon peas, mangoes and oranges. The results from Lindi Tanzania revealed, that in seasons, when the availability of food groups like fruits, legumes or vegetables was low, the consumption frequency decreased significantly. BMI, which correlated positively and strongly with MUAC, was higher in Tanzania than in Mozambique and higher among female than male farmers, and decreased significantly from the age of 65 years. MUAC cut-offs of <24 cm and ≥30.5 cm, calculated by multiple linear regression, detected 55% of farmers being underweight and 74% being overweight, with a specificity of 96%; the higher cut-off <25 cm and lower cut-off ≥29 cm, each selected according to Youden’s Index, consequently detected more underweight (80%) and overweight farmers (91%), but on the basis of a lower specificity (87–88%). The results of the algorithm CIMI and NutriSurvey were similar with regard to the average intake and range of data distribution. The correlation coefficients of NutriSurvey and CIMI with regards to energy (0.931), protein (0.898), iron (0.775) and zinc (0.838) intake, supported the matching of both calculations. An increased consumption of micronutrient rich DGLVs and legumes, while reducing the high amounts of refined sugar, maize and polished rice, is suggested to counteract the high prevalence of anemia and overweight among smallholder farmers in rural Tanzania and Mozambique. MUAC cut-offs to detect malnutrition whether defined via linear regression or Youden’s Index, proved to be easy-to-use tools for large-scale rural screenings of both underweight and overweight. The food group based CIMI algorithm is a valid instrument that calculates energy and nutrient intake in agreement with the preferred nutrition software NutriSurvey.Publication Targeting the poor and smallholder farmers : empirical evidence from Malawi(2009) Houssou, Nazaire; Zeller, ManfredThis paper develops low cost, reasonably accurate, and simple models for improving the targeting efficiency of development policies in Malawi. Using a stepwise logistic regression (weighted) along with other techniques applied in credit scoring, the research identifies a set of easily observable and verifiable indicators for correctly predicting whether a household is poor or not, based on the 2004-05 Malawi Integrated Household Survey data. The predictive power of the models is assessed using out-of-sample validation tests and receiver operating characteristic curves, whereas the model?s robustness is evaluated by bootstrap simulation methods. Finally, sensitivity analyses are performed using the international and extreme poverty lines. The models developed have proven their validity in an independent sample derived from the same population. Findings suggest that the rural model calibrated to the national poverty line correctly predicts the status of about 69% of poor households when applied to an independent subset of surveyed households, whereas the urban model correctly identifies 64% of poor households. Increasing the poverty line improves the model?s targeting performances, while reducing the poverty line does the opposite. In terms of robustness, the rural model yields a more robust result with a prediction margin ±10% points compared to the urban model. While the best indicator sets can potentially yield a sizable impact on poverty if used in combination with a direct transfer program, some non-poor households would also be targeted as the result of model?s leakage. One major feature of the models is that household score can be easily and quickly computed in the field. Overall, the models developed can be potential policy tools for Malawi.Publication Using panel data to estimate the effect of rainfall shocks on smallholders food security and vulnerability in rural Ethiopia(2009) Zeller, Manfred; Demeke, Abera BirhanuEthiopia's agriculture is predominantly rainfed and hence any irregularity in weather conditions has adverse welfare implications. Using panel data, this paper analyzes the effect of rainfall shocks on Ethiopian rural households' food security and vulnerability over time while controlling for a range of other factors. To this end, we generated a time-variant household food security index which is developed by principal components analysis. Based on the scores of the index, households were classified into relative food security groups and their socioeconomic differences were assessed. The exploratory results show that compared to the less secured households, the more secured ones have male and literate household heads, tend to have a greater number of economically active household members, own more livestock, experience better rainfall outcome, participate in equb (a local savings group), and use chemical fertilizer. Fixed effects regression was used to identify the factors which affect the score's variability and the results indicate that rainfall shock is an important factor affecting households' food security over time. It is also noted that household size, head's age, participation in equb, off-farm activities, use of fertilizer, and livestock ownership positively and significantly affect the food security score. Results from multinomial logistic regression model reinforce the fixed effects regression results by showing the strong association of persistent food insecurity and vulnerability with adverse rainfall shock. A number of conclusions can be drawn from the results which are useful for policymakers as well as for agencies that engage in areas of risk and food security.