Browsing by Subject "Uplands"

Now showing 1 - 4 of 4

A microeconomic analysis of household forest plantation in the northern uplands of Vietnam : contributions to payments for environmental services policy
(2014) Manasboonphempool, Areeya; Zeller, Manfred
It is uncontested that forests are imperative for environmental conservation and economic development. Benefits from forests are immense and multidimensional: Forests can support local livelihoods, assist poverty alleviation, and provide environmental services for local communities and greater society. Over the past 50 years, about half of the worlds original forest cover has been lost. Vietnam is among the countries where forest degradation is a serious issue. Several measures have been implemented to alleviate forest degradation, including forest land allocation and forest plantation programs. The current and growing international interest of civil society and governments in the acknowledgement of forest environmental services has become mainstream: Vietnam is among several countries who appreciate the need for payment or compensation to local communities for forest values through the payment for environmental services (PES) mechanism. Since 2010, Vietnam has officially introduced a payments for forest environmental services (PFES) scheme to pursue conservation and development goals. However, there is still a lack of knowledge for farmers preferences for policy design and implementation. In spite of a number of studies examining the impacts of forest policies in northern Vietnam, there is limited research on incentive and forest management at the household level. Such an analysis would provide insightful information and entail implications for PES policy, especially in terms of effective participation and cost efficiency. This dissertation attempts to fill this research gap by examining farmers behavior on forest management and their experiences with forest policies that are necessary for determining effective incentives that can bring about changes in behavior related to forest conservation practice in a mountainous area. The research is based on two survey rounds of 300 representative households in Da Bac district, located in the upstream area of the Hoa Binh reservoir in the northwestern region of Vietnam. As previous afforestation programs are based on a top-down approach, this dissertation contributes to the limited research on the potential demand for and farmers preferences in forest management. The analysis provides policy implications for a PES scheme where voluntary participation and cost efficiency are crucial for its success. This dissertation also contributes to a small but growing body of literature on choice experiment application to the field of forest conservation schemes in developing countries. In addition, the analysis of Transaction Costs (TCs) borne by households under the forest management scheme can contribute to the limited number of studies that have empirically analyzed private TCs, particularly in developing countries. The results of our research underline the inadequacy of previous forest plantation support and recommend that when land is limited, higher financial incentives are needed to make forest conservation attractive in a PES scheme. Depending on the contract, there exists a potential demand for forest conservation with a small subsidy or even without a subsidy if extra land is allocated. This suggests that policymakers should integrate land allocation into PES policies to obtain better cost efficiency. As the results indicate that households have different degrees of willingness to participate in forest conservation programs, we recommend that policies target PES campaigns to households who have less interest in forest conservation, such as households with livelihoods that depend mainly on agricultural production, who have not previously joined the forest programs either due to their ineligibility or distrust in local government authorities, and who have limited market access due to poor road conditions. In addition, given that the security of forests influences the decision to plant forest, strengthening monitoring mechanism or introducing insurance to reduce the risk of plantation failure is recommended as another option to promote participation. This dissertation reveals that the amount of incentives that farmers are willing to accept to plant and conserve forest instead of engaging in farming activities is higher than previous subsidies. In mountainous areas where ethnic minorities still live in poverty, a higher subsidy is expected to achieve both environmental conservation and poverty alleviation outcomes. Nevertheless, a critical question arises as to whether a higher subsidy can lead to sustainable household forest management. This question should be addressed by future research by examining longitudinal data on household livelihood and forest management under a PES scheme. It has not been possible to empirically measure TCs of farmers engaged in community-based forest management where such information would provide interesting results on this matter. The implications on this study could be developed further by expanding the survey and gathering data from participants of community-based forest management. Further research on the comparison of TCs associated with community and individual management is recommended to provide information to policymakers and researchers.
Analysis of factors driving differences in intensification and income from agriculture among smallholder farmers in Northern Vietnam
(2021) Ufer, Susanne; Zeller, Manfred
Challenged by difficult topography, remoteness, high ethnic diversity, low levels of infrastructure, high poverty, and high dependency on upland farming systems the well-being and incomes of ethnic minorities and the poorest in the Northern Uplands of Vietnam, like in many upland areas in Southeast Asia, are still predominantly linked to agricultural productivity. At the same time agricultural commercialization, the introduction of modern agricultural technologies, higher input use, and stronger agricultural specialization have increased the demands on households’ ability to adequately invest in agricultural intensification and to protect themselves from agricultural income risks. In the Northern Uplands, one of these extensively cultivated, highly commercialized, and highly specialized upland crops is maize. A crop that needs high levels of inputs and is predominantly grown for cash income from poor and non-poor farmers alike. Given the low asset levels of households, it is therefore of particular interest which differences in challenges farmers may face regarding the improvement of maize production dependent on their wealth level. Yet, no detailed research exists that analyses how the level of asset endowments with natural, human, physical, financial, and social capital as well as risk aversion impact technology adoption, maize intensification, and maize productivity of farmers of different household wealth. This doctoral thesis seeks to fill these knowledge gaps by investigating the following research topics: (1) the level and short-term changes in agricultural input use and productivity in maize production by household wealth, (2) the impact of risk aversion on fertiliser use in maize production by household wealth, and (3) the impact of household asset levels and the return to assets on productivity differences in maize production between households of different wealth. Research analysis builds on a quantitative dataset collected from a random panel sample of 300 rural households in Yen Chau district, Son La province, in the Northern Uplands of Vietnam in the period from 2007 to 2010. The research area is relatively poor, ethnic diverse, with a high dependency on upland agriculture, crop income, and maize income in particular. Econometric analysis is carried out firstly by organizing households by wealth through a composite asset-based indicator derived from principal component analysis (PCA) and secondly by applying extensive descriptive analysis, regression analysis, and econometric decomposition-based techniques to the so differentiated dataset. Results from the first research topic (1) “Level and short-term changes in agricultural input use and productivity in maize production by household wealth” show that average numbers on maize input use, maize productivity, and maize income hide important wealth-related differences. While adoption rates of modern maize seeds and mineral fertilisers are widespread and very similar by wealth terciles over time, input use intensity of fertilisers, maize yields, and maize incomes differ significantly between the poorest tercile and the wealthier maize farmers. While a substantial share of the poorest household tercile uses fertiliser quantities well below recommended levels, households of the middle and wealthiest terciles are about twice as likely to apply fertilisers according to average or above-average fertiliser recommendation levels. Moreover, between approximately one-tenth and one-quarter of households from all wealth terciles overuse fertiliser, too. The poorest tercile further buys despite the lower use of fertilisers more often seed and fertiliser inputs on-loan than households from higher wealth terciles. Consequently, the poorest households have to pay relatively higher input costs at otherwise mostly similar market prices for seed and fertiliser inputs and maize output. Yield, input price, and output price risks are high in the research area for all households. However, the poorest tercile of households suffers somewhat more from risks due to fluctuations in yield, output price, and maize income. Results from the second research topic (2) “Impact of risk aversion on fertiliser use by household wealth” show that the fertiliser quantity applied to maize is affected by the risk aversion of the household head in the poorest one-third of households and not affected by the risk aversion of the household head of the wealthier households. The results remain valid when different empirical risk aversion measures (i.e. self-assessment scale and lottery game) are considered, when instead of total fertiliser quantity, the quantity of NPK, urea, or total nitrogen are considered, as well as when different measures of household wealth are considered (i.e. asset-based wealth index, household per-capita income, and household per-capita consumption expenditure). Results from the third research topic (3): “Impact of household asset levels and the return to assets on productivity differences in maize production between households of different wealth” show that quantity-based assets effects are more important for the size of the maize income gap per hectare between the poorest one-third of maize farmers and maize farmers of higher wealth than the return-based assets effects. Quantity-based asset effects significantly account for more than two-thirds of the entire maize income gap, while return-based assets effects are on the contrary not statistically significant at all. From the quantity-based assets effects, credit limit, ethnicity of the household head, and upland land value have large and significant effects. Farm size, value of buffalo and cattle, and household head age have smaller and less constant effects. Credit limit is the most important and most consistent driver by size, showing that financial access for poor minority households is still a defining obstacle to agricultural productivity. Ethnicity of the household head has a strong and positive but decreasing impact on the maize income gap, showing that ethnicity-related soft factors, such as differences in location, agricultural practices, and traditions, should be taken more into acknowledgement. From the significance of the upland land value, we conclude that environmental factors, such as the prevention of soil erosion, the protection of soil fertility, and considerations of long-term sustainability, should gain more emphasis. Other minor factors driving the maize income gap are discussed in more detail in the thesis. From the results of the doctoral thesis, we draw the following main conclusions for the development of pro-poor strategies for the improvement of upland agricultural productivity. Firstly, agricultural research and extension should pay more attention to identifying bottlenecks households face dependent on their wealth level to avoid overseeing the specific obstacles poor and non-poor farmers face that may result in the perpetuation of poverty traps, increased inefficiency, and the waste of resources. Consequently, more emphasis is needed on research and extension that incorporate wealth-related agronomic, financial, and risk-related aspects, that better account for the efficient use of inputs, and that place increased emphasis on the adaptation of technological innovations to the farm systems and needs of upland minorities. Secondly, more emphasis should be placed on helping poor households to deal with risks. While all households face yield, input and output price risks, risk aversion affects input intensification decisions in the poorest one-third of households. Hence, especially for the poorest more emphasis should be placed on the expansion of risk management options that account for the lower risk-bearing capacity and higher risk aversion of the poor, and the often higher transaction costs. This includes measures such as improving the financial literacy of households, allowing households to borrow for consumption, linking credit with insurance or saving options, decreasing transaction costs and the complications linked with successfully applying for loans, as well as, if possible, developing innovations like improved seeds or agricultural management systems that have the capacity to lower the downside risks of production. Thirdly, assets should be considered an important driver of agricultural productivity differences between poor and non-poor farmers. Based on the findings that the quantity-based effects of assets are the major and only significant driver of the maize income gap between the poor and non-poor maize farmers, we conclude that the poorest households can have the same productive agricultural potential as the non-poor if they would have the same level of assets. Supporting households to get access to and accumulate assets should be therefore an important policy goal. This is particularly true about assets that can be influenced by agricultural research, improved agricultural extension, and targeted development policy. Based on our research findings this concerns the improvement of access to credit, the support of ethnic minority households, and efforts to increase the sustainability of upland agriculture. Fourthly, investing in the long-term suitability of maize production and upland farming systems is recommended. While maize can be a very profitable cash crop in the short run, the results of this doctoral thesis also show that a strong specialization in maize production may embody multiple short-term and long-term economic as well as sustainability related livelihood risks. This includes the possibly limited extent of the profitability of additional credit and inputs as well as a strong dependency on the quality of natural resources. In consequence, policies should focus on directly improving the conditions for maize productivity as well as improving the conditions for long-term development. Such measures include supporting households to invest more in profitable on-farm and off-farm diversification, the improvement of infrastructure and extension to increase the profitability of unused cropping choices, the development of profitable soil protection measures, and investments in education and the development of off-farm job alternatives.
Biodiversity and arthropod abundance in the upland of Leyte, Philippines
(2005) Szinicz, Gundula; Sauerborn, Joachim
In the humid tropics of SE-Asia the last primary forests are dwindling at an alarming rate. In many regions cultivated and degraded land outnumbers by far natural ecosystems. In the upland of Leyte island this is due to commercial and illegal logging activities and intensive slash-and-burn agriculture. The loss of the natural vegetation cover is accompanied by a decrease in diversity of fauna and flora, consequently also in ecosystem services and interactions, thus destabilizing the system and finally leading to degradation. To further preserve and restore natural biodiversity landscapes dominated by man need to be included in an overall research strategy. So far only few studies focus on the biodiversity of cleared and converted land adjacent to natural areas in the tropics. This study was conducted in a Philippine upland area and focused on interchanges of insects between the natural and the managed landscape. Two questions were approached. (1) Which structures and components of the cultural landscape are of significance for conserving arthropod biodiversity, and (2) are there species which originate from the natural forest and are able to become resident in the man-made systems? In order to answer these questions insect- and plant surveys as well as the movement patterns of selected insect species were examined along a gradient from the natural forest through the agricultural land. So as to define the effects of habitat destruction on the arthropod community of the research area arthropod communities of different habitats between the natural and agricultural ecosystems with increasing distance to the forest, in relation to the vegetation were compared. Insect sampling was carried out using modified Malaise traps, whereby four habitats were considered: (a) forest interior, (b) forest margin, (c) vegetable fields and (d) chayote ((Sechium edule (Jacq.) Sw. (Cucurbitaceae); the only perennial vegetable of the area) fields. These traps allowed a separate catch for each of the two arrival sides, whereby the one was always opened to the forest and the other to the field. Trapping was set up for a total of 18 months in 2001 and 2002 at three sites with the four habitats each. Arthropod diversity, composition of the arthropod community and trophic guild composition at habitats were determined for each habitat and arrival side. Obtained results are presented and discussed with regard to first: arthropod diversity and community composition along the transect from natural through agricultural systems; second: abundance patterns of selected species in natural and agricultural systems and third: abundance patterns of selected species within the agricultural land. It was found that plant diversity, vegetation structure and taxonomic composition as well as differences in the turnover of the vegetation at habitats (productivity of vegetation) influence arthropod groups and species in the study area in different ways which could not be generalised. Further, the relationships of insects between the natural forest and the open agricultural land were considered. In order to identify species that occur in the forest as well as in the open country, first, insects at sites of the forest interior, the forest margin and the agricultural land, were recorded using modified Malaise traps. Then, movement patterns of selected species were determined based on their abundances at the different habitats and arrival sides. In addition it was tried to find out whether major pest species of the cultivated crops show any relationship to the adjacent natural forest, and whether species originating from the forest (non-pest species) are able to colonize open country. The results indicate that the habitat of the pest species considered is limited to the cultivated land and does not include the forest. None of the non-pest species recorded in this study would be able to exist permanently in the agricultural area. They all depend on a closed forest habitat and therefore will become extinct as the forest disappears with proceeding slash-and-burn agriculture. However, some but not all of the pest and forest species were regularly recorded from the forest margin. Finally it was focused on relationships of insects between perennial and consecutive changing vegetable crops. Two kinds of habitats were distinguished: (i) frequently disturbed and rotational changing vegetables with simple architecture; (ii) rarely disturbed stands of chayote, with complex architecture. The impact of changing crop and weed species composition and the agricultural practices (soil preparation, planting, weeding, harvest) applied on the abundance of selected insect species and the question whether stands of chayote are used as refuge as long as conditions in the seasonal vegetables become unfavourable due to agroecosystem management applied were analysed. The insect species investigated include phytophagous specialists and generalists as well as beneficials (predators and pollinators). It only was possible to generalize movement patterns regarding significance of abundance variations at habitats and at opposite arrival sides of the traps in each habitat. With respect to the population development of the species in relation to cropping patterns and agricultural practices applied no common patterns could be determined. The results contribute to the assessment of the effects of man-made habitat conversion on the arthropod fauna in tropical ecosystems. The identification and classification of habitats and their interactions might enhance the understanding of ecosystems in order to make aware the need to preserve and restore biodiversity.
Nutrient flow in improved upland aquaculture systems in Yen Chau, province Son La (Vietnam)
(2014) Pucher, Johannes Gregor; Focken, Ulfert
In South-East Asia, pond aquaculture plays an important role in the integrated agriculture aquaculture systems of small-scale farmers and contributes to their food security and income. In mountainous regions, aquaculture differs from aquaculture that is practiced in the lowland due to differences in climate and availability of feeds, fertilizers and water. In Northern Vietnam, the traditional aquaculture is a polyculture of 5-7 fish species. The macro-herbivorous grass carp (Ctenopharyngodon idella) is stocked as the main species. Common carp (Cyprinus carpio), silver carp (Hypophthalmichthys molitrix), bighead carp (Aristichthys nobilis), mrigal (Cirrhinus mrigala), mud carp (Cirrhinus molitorella) and Nile Tilapia (Oreochromis niloticus) are stocked as secondary species and are often insufficiently nourished by farm by-products. Manure is used by farmers as fertilizer for natural food resources. Ponds are managed as a constant water flow-through system. The inflowing water introduces soil particles eroded from the sloping fields of intensively cultured maize and cassava into the ponds, and cause high turbidity that limits both the primary and secondary production. The fish production of this system is low at about 1.5 ± 0.3 t ha-1 a-1 and is mainly limited by the poor quality of pond inputs, low availability of natural food resources, low oxygen production in the ponds and the occurrence of a species-specific disease that causes high mortality in grass carp. To improve the local fish production of small-scale farmers, changes in the traditional pond management were designed and tested in farmers’ ponds in the uplands of Northern Vietnam. These changes included the reduction of water flow through the ponds to reduce the introduction of eroded particles and reduce the turbidity. Chemical fertilizers were added to increase the productivity of natural food resources and encourage higher primary production. The disease-prone grass carp was replaced as the main species by common carp that command a similarly high price on the local markets. To feed the omnivorous common carp, supplemental pellet feeds based mainly on locally available resources were applied to the ponds. In a pond trial, the traditional and modified pond managements were compared for water quality parameters, availability of natural food resources, fish yields, nutrient utilisation efficiencies and monetary net benefit. In a 15N tracer experiment, the nitrogen dynamics in the natural food web in local ponds were compared under the two types of pond management. Acceptability of the modifications by local farmers was evaluated. In a net cage trial, the suitability of earthworm meal as a replacement for fishmeal in supplemental pellet feeds for common carp was tested. In another net cage trial, the effect of pesticide contaminated grass feeds on the feed intake and health condition of grass carp were tested. When compared with traditional pond management, the modified pond management was found to result in reduced water turbidity, deeper phototrophic zones, higher availability of natural food resources, higher primary production and higher fish yield. In addition, the small plankton benefited from the changes and allowed significantly higher growth rates of filter feeding fish. Common carp and grass carp had higher yields due to the changes. Under both types of pond management, nitrogen compounds were assimilated rapidly into the natural food web and there were high rates of sedimentation and re-mobilization of settled nitrogen from the pond bottom. Generally, the modifications to pond management were associated with increased nutrient utilisation efficiencies and resulted in higher net benefits and more stable pond culture conditions. It was shown that plant material from pesticide-treated fields should only be used cautiously as feeds for grass carp because pesticide residues reduce feed intake and adversely affect fish health. Low cost modifications were well accepted by the farmers. Application of supplemental feeds and chemical fertilisers, which required a continual monetary investment, were less well received. The better-educated farmers are more likely to further invest in aquaculture and might act as local adopters. To reduce the costs of feeds for common carp, earthworm has been shown to be suitable as a replacement for fishmeal in feeds. Vermiculture might therefore be a suitable additional farming activity in combination with the implementation of pond management modifications. Formation of fish farmer cooperatives might further increase the acceptability of innovations. The improvements to pond aquaculture that have been developed here may have a beneficial impact on fish production, food security and income of small-scale farmers in the uplands in South-East Asia if the information is suitably transferred through education programmes that train farmers in technologies that have been specially adapted to conditions in the uplands.