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Publication Eco-physiological studies on False Horn plantain(2020) Dzomeku, Beloved Mensah; Wünsche, Jens NorbertWest Africa suffers from climate uncertainty, high levels of variability, lack of access to real-time and future climate information, and poor predictive capacity are common barriers to adaptation though the region is identified as climate-change hotspot. The regions vulnerability is heightened by its overdependence on rain-fed agriculture, with its sensitivity to climate change and variability. Rain-fed agriculture contributes 30% of GDP and employs about 70% of the population, and it is the main safety net of the rural poor. Drought affects plantain production in West Africa resulting in high level of food insecurity among the vulnerable. Under rain-fed production, achievable yield of plantain landraces are 11.0t/ha while the potential yield is 20t/ha. Plantain breeding is limited due to the complex nature of the breeding process. Plantain plant itself is a giant herbaceous plant occupying 6m2 of land hence only 1667 could occupy a hectare of land. The production system is faced with a myriad of challenges from inadequate healthy planting materials at the time of plantain through the production system to post-harvest. Unlike bananas which are mainly produce by multinational companies under irrigation, plantain production is mainly by smallholder farmers under rain-fed agriculture. Whereas banana production under irrigation is efficient, plantain production under rainfed production is haphazard and unsustainable. Farm sizes range between 0.4 to 5ha. Major limiting factors of the rainfed system is drought resulting in low yields and economic loses. Our study seeks to understand the effects of drought on the physiological responses of plantain crop under rainfed production. Different experiments were conducted to study the responses of various cultivars to on-farm rapid production of healthy planting materials. The results revealed that drought seriously affects natural regeneration of plantain planting materials as such new approaches need to be used for sufficient production. As each plantain plant produces averagely 42 leaves before flowering and each leaf has at least one axillary bud, it presupposes that 42 suckers should be produced at harvest. However, at harvest only 12 healthy suckers are produced around each plantain plant. The approach is able to exploit the full potential of every sucker to generate healthy planting materials. This technique therefore could be used to set up commercial propagation system for plantain planting material production. The study revealed Apantu and hybrid plantain FHIA-21 to show same responses. Plantain farmers can easily produce in large quantities healthy plantain planting materials using sawdust and building their own humidity chambers near water source. The study also showed that there is the potential for farmers to use this technique for establishing commercial propagation centres to generate healthy planting materials. We also studied the physiological responses of Apantu crop to water regimes and natural mycorrhization of plantains. Also, study was conducted on the fruit maturity index and the effect of climate variability on fruit micronutrient content. The natural mycorrhization of plantain roots was the first to be reported on plantain in Ghana. During the study it was observed that plantain roots were naturally colonised by mycorrhizae. However, this phenomenon was cultivar specific; with Apantu roots more colonised compared to Apem. Sustainable intensification of plantain production could be achieved through the use of beneficial soil microbes in production. Conventional production systems, however, do not promote the survival of these microbes. The study further revealed that plantains respond to water stress by reduction in stomatal density, movement and reduction in leaf area. In addition, early stages of water stress had little effect on the final yield of the crop. The anatomical and physiological studies were challenges faced in laticiferous plant like the plantain. However, drought stress at advance stage of growth of plantain adversely affect yields. Our study also showed that fruit maturity index could vary with seasons. The various maturity indices used in plantain production could not be used under rain-fed conditions; especially angularity. The angularity index used was observed not to be appropriate in the dry season. The study also revealed high α-carotene levels with seasonality and maturity in plantain. The high levels of provitamin A in plantain fruits during the dry season coincided with high incidence of sun’s UV index. This finding could play a significant role in the plantain industry as a food security crop the vulnerable who could not afford the high provitamin A foods especially for children under five years. However, the retention and bioavailability of the carotenoid after cooking need to be studied. In conclusion all the chapters showed clear understanding of the behaviour of plantain under severe adverse environmental conditions and conclusions drawn to guide future production of the crop. Under climate change with its complexities, further studies on plantain is needed to improve productivity to achieve food security in West Africa.Publication Effective pollen-fertility restoration is the basis of hybrid rye production and ergot mitigation(2022) Miedaner, Thomas; Korzun, Viktor; Wilde, PeerHybrid rye breeding leads to considerably higher grain yield and a higher revenue to the farmer. The basis of hybrid seed production is the CMS-inducing Pampa (P) cytoplasm derived from an Argentinean landrace and restorer-to-fertility (Rf) genes. European sources show an oligogenic inheritance, with major and minor Rf genes, and mostly result in low-to-moderate pollen-fertility levels. This results in higher susceptibility to ergot (Claviceps purpurea) because rye pollen and ergot spores are in strong competition for the unfertilized stigma. Rf genes from non-adapted Iranian primitive rye and old Argentinean cultivars proved to be most effective. The major Rf gene in these sources was localized on chromosome 4RL, which is also a hotspot of restoration in other Triticeae. Marker-based introgression into elite rye materials led to a yield penalty and taller progenies. The Rfp1 gene of IRAN IX was fine-mapped, and two linked genes of equal effects were detected. Commercial hybrids with this gene showed a similar low ergot infection when compared with population cultivars. The task of the future is to co-adapt these exotic Rfp genes to European elite gene pools by genomic-assisted breeding.Publication Ertragsbildung und Konkurrenzverhalten perennierender Körnerfruchtarten in Rein- und Mischbeständen auf marginalen Standorten(2002) Weik, Lena; Aufhammer, WalterCultivation of perennial grain crops in pure and mixed stands was examined as a possibility for preserving marginal arable land. The following questions were investigated: - Which dry matter and grain yield potential do these species display on marginal lands? - Are the examined species able to persist on marginal sites? - Can effects of competition be identified in mixed stands of perennial grain crops by commonly used static and dynamic parameters? - Which competitiveness do the examined species show in mixed stands compared to pure stands? In field experiments perennial species of rye (Secale cereale x S. montanum), intermediate wheatgrass (Elymus hispidus), lupine (Lupinus polyphyllus) and linseed (Linum perenne) were grown in pure and different mixed stands. Intermediate wheatgrass reached with a maximum at almost 13 t ha-1 highest dry matter yields. Grain yields were on a low level, maximum yields were obtained with 2.7 t ha-1 in pure stands of rye. Intermediate wheatgrass and lupine demonstrated the best ability for perennialism. Rye showed a satisfactory ability to persist only when grown in mixture with legumes. The persistence of linseed was very low. The relative yield total (RYT) was found to be a suitable static indicator of resource complementarity. Competitive ability was appropriately described by the competitive balance index (Cb). Regression models derived from Lotka-Volterra equations rendered a good description of dynamic growth and competition. Both grass species were in most cases stronger competitors than the companion species. The experiments showed, that using grain cop mixtures of grasses and legumes seem to be most promising for cultivation on marginal lands.Publication Foliar humic acid and salicylic acid application stimulates physiological responses and antioxidant systems to improve maize yield under water limitations(2023) Altaf, Adnan; Nawaz, Fahim; Majeed, Sadia; Ahsan, Muhammad; Ahmad, Khawaja Shafique; Akhtar, Gulzar; Shehzad, Muhammad Asif; Javeed, Hafiz Muhammad Rashad; Farman, MuhammadBackground: Humic acid (HA) is an organic acid that is naturally present in soil organic matter and improves nutrient availability and the mechanisms involved in plant growth and development. Likewise, salicylic acid (SA) is an important plant hormone involved in the regulation of plant growth and development. A pot experiment was carried out to determine the effects of individual or combined HA and SA application on growth and yield of maize (Zea mays L.) under drought stress conditions. Two maize hybrids, namely, 30T60 (drought tolerant) and 75S75 (drought sensitive), were grown in semi-controlled conditions and foliar applied with SA (1 mM), HA (100 mg L1 ) and their combination (HA + SA). The plants were exposed to drought stress at the tasseling stage (R1, 60 days after sowing) for 2 weeks, while control plants were given normal irrigation. Results: The results showed that HA and SA applications significantly enhanced the gas exchange characteristics (photosynthetic rate, transpiration rate, and stomatal conduc- tance), and antioxidant activity (catalase, guaiacol peroxidase, and superoxide dismutase) of water stressed maize plants. Foliar SA spray significantly increased the photosynthetic efficiency and activity of enzymatic antioxidants closely followed by HA + SA applica- tion that ultimately improved the yield and net benefit cost ratio of maize under water deficit conditions. Conclusion: Our findings suggest that foliar spraying of SA at the initiation of the repro- ductive stage is a cost-effective strategy to obtain a high maize yield under limited water conditions.Publication Impact of climate change on future barley (Hordeum vulgare L.) production in Ethiopia(2022) Gardi, Mekides W.; Graeff-Hönninger, SimoneSummary Barley (Hordeum vulgare L.) is the fourth major cereal crop in the world, and it accounts for 8% of the total cereal production in Ethiopia based on cultivation location. Farmers may face unpredictable rainfall and drought stress patterns, such as terminal drought, in which rainfall ends before crops reach physiological maturity, posing a challenge to crop production. Furthermore, climate change is expected to reduce crop production/yield due to increases in carbon dioxide (CO2) and ozone (O3) concentrations, temperatures, and extreme climate events such as floods, storms, and heatwaves, highlighting the importance of taking action to develop climate-resilient cultivars and secure future crop production. Against this background, a meta-analysis study was conducted to synthesize and summarize to assess the overall effect of elevated CO2 (eCO2), and its interaction with nitrogen (N) and temperature on barley grain yield and yield components. A climate chamber experiment was carried out to identify the impacts of projected CO2 enrichment (eCO2) on a set of landraces and released cultivars of Ethiopian barley. The crop-climate modeling approach was used to simulate future climate change and to identify the impacts of climate change on selected barley genotypes and study locations in Ethiopia. Furthermore, adaption options were simulated and identified. Publication I, aimed to answer how eCO2 and its interaction with N and temperature affects barley yield at a global level. Peer-reviewed primary literature (published between 1991-2020) focusing on barley yield responses to eCO2, temperature, and N were searched on different search engines. The response of five yield variables of barley was synthesized and summarized using a meta-analysis technique. Different experimental factors which might affect the estimation of the response of barley yield to eCO2 were calculated. The results revealed that eCO2 increased barley yield components such as vegetative biomass (23.8%), grain number (24.8%), and grain yield (27.4%) at a global level. Barley vegetative biomass and grain yield were increased under the combination of eCO2 with the higher N level (151-200 kg ha-1) compared to the lower levels. Grain number and grain yield were increased when eCO2 combined with temperature level (21-25°C) this response was not evident. The response of barley to eCO2 was different among genotypes and experimental conditions. Publication II, the genetic diversity of Ethiopian barley was screened under eCO2 enrichment in a controlled exposure experiment. The experiment was conducted at the Institute of Landscape and Plant Ecology, the University of Hohenheim in 2019. A total of 30 (15 landrace and 15 released cultivars) were grown under two levels of CO2 concentration (400 and 550 ppm) in climate chambers. Plant-development-related measurements and water consumption were recorded once a week and yield was measured at the final harvest. A significant increment in plant height by 9.5 and 6.7%, vegetative biomass by 7.6 and 9.4%, and grain yield by 34.1 and 40.6% in landraces and released cultivars, respectively were observed due to eCO2. The effect of eCO2 was genotype-dependent, for instance, the response of grain yield in landraces ranged from -25% to +122%, while it was between -42% to 140% in released cultivars. The water-use efficiency of vegetative biomass and grain yield significantly increased by 7.9 and 33.3% in landraces, with 9.5 and 42.9% improvement in released cultivars, respectively under eCO2. Comparing the average response of landraces versus released Ethiopian barley cultivars, the highest percentage yield change due to eCO2 was recorded for released cultivars. However, higher actual yields under both levels of CO2 were observed for landraces. Publication III, Current and future climate change, its impact on Ethiopian barley production, and adaptation options were simulated using the DSSAT-CERES-Barley model. Climate change scenarios were set up over 60 years using Representative Concentration Pathways (4.5 and 8.5), and five Global Climate Models. The changes in Ethiopian climate and barley production were calculated from the baseline period (1981-2010). Different sowing dates, sowing densities, and fertilizer levels were tested as climate change impact mitigation strategies in a sensitivity analysis. The analysis of a crop-climate model revealed an increasing trend of temperature (1.5 to 4.9 °C) and a mixed trend of rainfall (-61.4 to +86.1%) in the barley-producing locations of Ethiopia. The response of two Ethiopian barley cultivars was simulated under different climate change scenarios and a reduction of yield up to 98% was recorded for cv. Traveler while cv. EH-1493 exhibited a reduction of up to 63%. Even though a similar trend was observed for most of the studied locations, cv. EH-1493 showed a yield gain of up to 14.7% at Holeta. The sensitivity analysis on potential adaptation options indicated that the negative effects of climate change could be mitigated by earlier sowing dates, with a 25% higher sowing density and a 50% higher fertilizer rate than the current recommendation. The results of the present dissertation show the change in the Ethiopian climate and its impact on barley production. Barley production could benefit from eCO2; however, the response varied among genotypes, additional stress, and experimental condition. A reduction of barley grain yield under different climate change scenarios was observed mainly due to increasing temperature. However, the reduction could be minimized through different adaptation options. The information from the current dissertation could be used to identify agro-economic implications of CO2 enrichment and climate variability on yield regarding appropriate genotype selection and adaptation of regional cropping systems (e.g., management and breeding strategies). Further experimental studies assessing crop production, nutritional quality, and adaptation options under multifactor climate conditions should be carried out to increase basic understanding and identify genotypes for future breeding programs.Publication Impacts of carbon dioxide enrichment on landrace and released Ethiopian barley (Hordeum vulgare L.) cultivars(2021) Gardi, Mekides Woldegiorgis; Malik, Waqas Ahmed; Haussmann, Bettina I. G.Barley (Hordeum vulgare L.) is an important food security crop due to its high-stress tolerance. This study explored the effects of CO2 enrichment (eCO2) on the growth, yield, and water-use efficiency of Ethiopian barley cultivars (15 landraces, 15 released). Cultivars were grown under two levels of CO2 concentration (400 and 550 ppm) in climate chambers, and each level was replicated three times. A significant positive effect of eCO2 enrichment was observed on plant height by 9.5 and 6.7%, vegetative biomass by 7.6 and 9.4%, and grain yield by 34.1 and 40.6% in landraces and released cultivars, respectively. The observed increment of grain yield mainly resulted from the significant positive effect of eCO2 on grain number per plant. The water-use efficiency of vegetative biomass and grain yield significantly increased by 7.9 and 33.3% in landraces, with 9.5 and 42.9% improvement in released cultivars, respectively. Pearson’s correlation analysis revealed positive relationships between grain yield and grain number (r = 0.95), harvest index (r = 0.86), and ear biomass (r = 0.85). The response of barley to eCO2 was cultivar dependent, i.e., the highest grain yield response to eCO2 was observed for Lan_15 (122.3%) and Rel_10 (140.2%). However, Lan_13, Land_14, and Rel_3 showed reduced grain yield by 16, 25, and 42%, respectively, in response to eCO2 enrichment. While the released cultivars benefited more from higher levels of CO2 in relative terms, some landraces displayed better actual values. Under future climate conditions, i.e., future CO2 concentrations, grain yield production could benefit from the promotion of landrace and released cultivars with higher grain numbers and higher levels of water-use efficiency of the grain. The superior cultivars that were identified in the present study represent valuable genetic resources for future barley breeding.Publication Innovative Solutions for Drought: Evaluating Hydrogel Application on Onion Cultivation (Allium cepa) in Morocco(2023) El Bergui, Omnia; Abouabdillah, Aziz; Bourioug, Mohamed; Schmitz, Dominik; Biel, Markus; Aboudrare, Abdellah; Krauss, Manuel; Jomaa, Ahlem; Romuli, Sebastian; Mueller, Joachim; Fagroud, Mustapha; Bouabid, RachidThroughout the last decade, and particularly in 2022, water scarcity has become a critical concern in Morocco and other Mediterranean countries. The lack of rainfall during spring was worsened by a succession of heat waves during the summer. To address this drought, innovative solutions, including the use of new technologies such as hydrogels, will be essential to transform agriculture. This paper presents the findings of a study that evaluated the impact of hydrogel application on onion (Allium cepa) cultivation in Meknes, Morocco. The treatments investigated in this study comprised two different types of hydrogel-based soil additives (Arbovit® polyacrylate and Huminsorb® polyacrylate), applied at two rates (30 and 20 kg/ha), and irrigated at two levels of water supply (100% and 50% of daily crop evapotranspiration; ETc). Two control treatments were included, without hydrogel application and with both water amounts. The experiment was conducted in an open field using a completely randomized design. The results indicated a significant impact of both hydrogel-type dose and water dose on onion plant growth, as evidenced by various vegetation parameters. Among the hydrogels tested, Huminsorb® Polyacrylate produced the most favorable outcomes, with treatment T9 (100%, HP, 30 kg/ha) yielding 70.55 t/ha; this represented an increase of 11 t/ha as compared to the 100% ETc treatment without hydrogel application. Moreover, the combination of hydrogel application with 50% ETc water stress showed promising results, with treatment T4 (HP, 30 kg, 50%) producing almost the same yield as the 100% ETc treatment without hydrogel while saving 208 mm of water.Publication Maize characteristics estimation and classification by spectral data under two soil phosphorus levels(2022) Qiao, Baiyu; He, Xiongkui; Liu, Yajia; Zhang, Hao; Zhang, Lanting; Liu, Limin; Reineke, Alice-Jacqueline; Liu, Wenxin; Müller, JoachimAs an essential element, the effect of Phosphorus (P) on plant growth is very significant. In the early growth stage of maize, it has a high sensitivity to the deficiency of phosphorus. The main purpose of this paper is to monitor the maize status under two phosphorus levels in soil by a nondestructive testing method and identify different phosphorus treatments by spectral data. Here, the Analytical Spectral Devices (ASD) spectrometer was used to obtain canopy spectral data of 30 maize inbred lines in two P-level fields, whose reflectance differences were compared and the sensitive bands of P were discovered. Leaf Area Index (LAI) and yield under two P levels were quantitatively analyzed, and the responses of different varieties to P content in soil were observed. In addition, the correlations between 13 vegetation indexes and eight phenotypic parameters were compared under two P levels so as to find out the best vegetation index for maize characteristics estimation. A Back Propagation (BP) neural network was used to evaluate leaf area index and yield, and the corresponding prediction model was established. In order to classify different P levels of soil, the method of support vector machine (SVM) was applied. The results showed that the sensitive bands of P for maize canopy included 763 nm, 815 nm, and 900–1000 nm. P-stress had a significant effect on LAI and yield of most varieties, whose reduction rate reached 41% as a whole. In addition, it was found that the correlations between vegetation indexes and phenotypic parameters were weakened under low-P level. The regression coefficients of 0.75 and 0.5 for the prediction models of LAI and yield were found by combining the spectral data under two P levels. For the P-level identification in soil, the classification accuracy could reach above 86%. These abilities potentially allow for phenotypic parameters prediction of maize plants by spectral data and different phosphorus contents identification with unknown phosphorus fertilizer status.Publication Perceived effects of farm tractors in four African countries, highlighted by participatory impact diagrams(2020) Daum, Thomas; Adegbola, Ygué Patrice; Kamau, Geoffrey; Kergna, Alpha Oumar; Daudu, Christogonus; Zossou, Roch Cedrique; Crinot, Géraud Fabrice; Houssou, Paul; Mose, Lawrence; Ndirpaya, Yarama; Wahab, A. A.; Kirui, Oliver; Oluwole, Fatunbi AbiodunAgricultural mechanization is on the rise in Africa. A widespread replacement of manual labor and animal traction will change the face of African agriculture. Despite this potentially transformative role, only a few studies have looked at the effects of mechanization empirically, mostly focusing on yields and labor alone. This is the first paper that explores perceived agronomic, environmental, and socioeconomic effects together, thereby revealing linkages and trade-offs, some of which have been hitherto unknown. Data were collected using a novel data collection method called “participatory impact diagrams” in four countries: Benin, Kenya, Nigeria, and Mali. In 129 gendered focus group discussions, 1330 respondents from 87 villages shared their perceptions on the positive and negative effects of agricultural mechanization, and developed causal impact chains. The results suggest that mechanization is likely to have more far-reaching agronomic, environmental, and socioeconomic consequences than commonly assumed. Most perceived effects were positive, suggesting that mechanization can help to reduce poverty and enhance food security but other effects were negative such as deforestation, soil erosion, land-use conflicts, and gender inequalities. Accompanying research and policy efforts, which reflect variations in local agro-ecological and socioeconomic conditions, are needed to ensure that mechanization contributes to an African agricultural transformation that is sustainable from a social, economic, and environmental perspective.Publication The impact of agricultural innovations on poverty, vulnerability and resilience to food insecurity of smallholders in Ethiopia(2022) Biru, Wubneshe Dessalegn; Zeller, ManfredEthiopia has adopted agriculture centered growth strategies over the last three decades that give more emphasis on improving agricultural production and productivity with the ultimate goal to transform the country’s economy. The strategies have mainly aimed at improving smallholder agriculture through introducing improved technologies intended to boost agricultural production and thus alleviate poverty and food insecurity. Although agriculture centered growth strategies contributed to sustained growth in the country over the last two decades, the benefits of growth have not been evenly distributed with observed rising income inequality and a still significant proportion of smallholders remaining under the poverty line. Similarly, despite considerable yield progress over the last three decades due to the introduction of improved inputs Ethiopian farmers’ yield gap compared with other developing countries is quite high. Moreover, the frequent occurrences of shocks such as drought and flooding adversely affect smallholders substantially and thereby exacerbate the existing poverty and food insecurity problems in the country. This thesis applied different econometric techniques to analyze the impact of the adoption of multiple agricultural technologies on crop yield, poverty, vulnerability, and resilience to food insecurity in Ethiopia. The study uses four rounds of household level panel data collected between 2012 and 2019 to assess the link between the adoption of the different combinations of five productivity-enhancing technologies: chemical fertilizer, improved seed, pesticide, and soil and water conservation practices: terracing and contour ploughing on consumption, poverty, vulnerability, and yields of smallholders. To solve the endogeneity problem in the regression models, we applied two-stage multinomial endogenous switching regression model combined with the Mundlak approach. Additionally, the thesis examines the role of the adoption of chemical fertilizer and improved seeds on household resilience to food insecurity amid the occurrence of adverse shocks. The findings are presented in three chapters of the cumulative thesis (Chapters two to four). Chapter two analyses the effect of productivity enhancing technologies and soil and water conservation measures and their possible combinations on consumption, poverty, and vulnerability to poverty. Per capita consumption expenditure for food and other essential non-food items, such as clothing and footwear, is used as a proxy variable to measure poverty. Using the national poverty line in 2011 prices, sample households are grouped into poor and non-poor households and the movement of sample households in and out of poverty between 2012 and 2016 is analyzed using a poverty transition matrix. By employing the ordered logit model, the study additionally examined the dynamics of poverty and vulnerability as well as their drivers. The results show that the adoption of the different combinations of agricultural technology sets including single technology adoption has considerable impacts on consumption expenditure and the greatest impact is attained when farmers combine multiple complementary inputs. Similarly, we find that the likelihood of households remaining poor or vulnerable decreased with adoption. In addition, the study revealed that poorer households are the least adopters of the technology combinations considered in the study, thereby being the least to benefit from adoption. We, therefore, conclude that the adoption of multiple complementary technologies has substantial dynamic benefits that improve the poverty and vulnerability status of households, and given the observed low level of adoption rates, we suggest that much more intervention is warranted, with a special focus on poorer and vulnerable households, to ensure smallholders get support to improve their input use. Chapter three assesses the impacts of multiple technology adoption on the yield of Ethiopia’s four staple crops, namely teff, wheat, maize and barley. Regarding the empirical estimation, we specified yield equations for each of the four crops and five to six possible input combinations that are included in the analysis indicating the presence of slope effect of technology choice other than the intercept of the outcome equations. The findings suggest that the application of two or more complementary inputs is considerably linked with higher maize, teff, barley, and wheat yield. Specifically, barley yield is highest for farmers who have adopted a combination of at least three of the technologies. Maize producers are the largest beneficiaries of the technologies. The impact of the technology choice sets tends to have an inconclusive effect on wheat and teff yields. However, a significant yield gap in all of the four crops was observed. Socio-economic characteristics of the household head such as age and gender as well as the household’s access to infrastructure and spatial characteristics of the household are other important determinants of crop yield. The implications are that more publicly funded efforts could be worthwhile for easing adoption constraints, which would in turn help smallholders to increase their crop yields that indirectly improve their livelihood. Chapter four aims to identify the determinants of household resilience to food insecurity which is the household’s ability to absorb or cope with the negative effects of shocks and bounce back to at least their initial livelihood status and assess its role on future household food security when hit by adverse shocks. Furthermore, the study analyzes the role of single or joint adoption of chemical fertilizer and improved seed on household food security. The household food security indicators used in the analysis are dietary diversity and per capita food consumption and uses data from the last three waves out of our four survey rounds. In terms of empirical estimation, the household resilience capacity index is estimated by combining factor analysis and structural equation modeling. Then different regression models are executed to assess the causal link between technology adoption and resilience capacity and household food security indicators in the face of adverse shocks. Our findings reveal that the most important pillars contributing to the building of household resilience capacity are assets followed by access to basic services. We find that the initial level of the household resilience score is significantly and positively associated with future household food security status. Moreover, the results reveal that the adoption of chemical fertilizer and improved seed is significantly and positively associated with household resilience capacity index, dietary diversity, and food consumption over time. Shocks such as drought appear to be significant contributors to the loss of household food security. Overall, it is revealed that the adoption of improved inputs significantly and positively increases household food security. However, the results show no evidence that supports the current level of adoption that helps households to shield themselves from the adverse effects of shocks. Finally, this study gives insights on examining the impacts and impact pathways of adoption of improved technologies on smallholder welfare which guide decision-makers for intervention as well as pave a way for future research that contributes to the fight against rural poverty and food insecurity. This thesis also concludes that public intervention in terms of investment in providing improved agricultural practices is crucial in improving rural livelihood, but it has to be inclusive and provide opportunities for the poor and vulnerable.Publication Transplanting as an option to cope with abiotic stress in high‐altitude lowland rice production systems in East Africa(2021) Abera, Bayuh Belay; Senthilkumar, Kalimuthu; Cotter, Marc; Asch, FolkardThe current practice of direct seeding in East‐African high‐altitude rice farming systems is constrained by water availability early in the season and low temperatures later in the season at the crop's critical reproductive stage. Thus, productivity is restricted as only short‐duration varieties can be grown due to the risk of crop failure. To fully exploit the yield potential of such rainfed systems, the best combination of crop establishment methods and climatic ‘best fit’ genotypes is required. In this study, nine rice genotypes were evaluated under direct seeding and transplanting in the 2016 and 2017 cropping seasons with the aim of identifying genotype by environment by management combinations best fitting the high‐altitude, rainfed rice production systems. On average across all genotypes, transplanting had a positive yield effect of 18% in 2016 and 23% in 2017. Regarding the phenological development, individual phenophases were not significantly affected by transplanting relative to direct seeding; however, vegetative development stages in transplanted rice tended to be about 15% longer than when direct seeded. Even though transplanting led to extended vegetative growth, the time in the nursery allowed the plants to escape the cold spell late in the season. The results from the current study provide options to adapt cropping calendars by combining genetic resources with targeted crop management, thus improving and stabilizing yields of rainfed lowland rice farming systems at high altitude.